We can offer you a complete set of policies and precedents. This includes over 75 documents which contains all the key policies you need to have in place supported by precedents and guides to help those responsible for Risk and Compliance to make them relevant to the firm. Our policies and precedents cover the following areas:
– Guidance for COLP and COFAS
– General Management
– Client Care and File Management
– Legal and Regulatory Compliance
– Anti-Money Laundering
– Human Resources
– Information Technology and Data Protection
Policies and Precedents are updated with changes to quality standards and regulations, making sure you are always up to date.
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